2 Financial Condition

Statement of Financial Condition

3 Daiwa Securities Group Network

Group Network Diagram

4 Brand Statement

We at the Daiwa Securities Group are committed to the following three core goals.

• We Shall Provide Products and Services that Exceed Expectations.
  It is important that we apply detailed knowledge of customer needs, innovation in our internal process and a strong customer focus to provide solutions that routinely exceed customer expectations.
• We Shall Bring the Full Strength of the Group to Bear.
  Cooperation among Group companies sweeping aside traditional corporate barriers, a flexible approach to business and swift decision making will enable us to offer comprehensive financial services precisely geared to meeting our customers’ financial goals.
• We Shall Continually Challenge the Limits of Financial Best Practice.
  Exploitation of our substantial store of professional knowledge and a pro-active approach to team building will enable us to remain pioneers in our market place.
  
  

5 Summary of Business Continuity Plan

Summary of Business Continuity Plan

6 Directions

Map and directions